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S&P Global Inc. — Director's Dealing 2019
Jan 3, 2019
29804_dirs_2019-01-03_33119f2d-c3dc-4977-9a11-548a8582f67d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-12-31
Reporting Person: Craig Christopher (SVP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-31 | Common Stock | M | 302 | $169.94 | Acquired | 2833 | Direct |
| 2018-12-31 | Common Stock | M | 77 | $169.94 | Acquired | 2910 | Direct |
| 2018-12-31 | Common Stock | M | 69 | $169.94 | Acquired | 2979 | Direct |
| 2018-12-31 | Common Stock | F | 120 | $169.94 | Disposed | 2859 | Direct |
| 2018-12-31 | Common Stock | F | 31 | $169.94 | Disposed | 2828 | Direct |
| 2018-12-31 | Common Stock | F | 28 | $169.94 | Disposed | 2800 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 302 | Disposed | 2018-12-31 | Common Stock (302.0) | Direct |
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 77 | Disposed | Common Stock (77.0) | Direct | |
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 69 | Disposed | Common Stock (69.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $51.55 | 2023-03-31 | Common Stock (496.0) | 496 | Direct |
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (559.0) | 559 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 232 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 209 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 1,456 options on 04/01/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2014, the next 33% installment became exercisable on 04/01/2015 and the remaining 34% installment became exercisable on 04/01/2016.
F5: As previously reported, the reporting person was granted 834 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.