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S&P Global Inc. — Director's Dealing 2019
Jan 3, 2019
29804_dirs_2019-01-03_e6c17fc5-e4ac-409b-a5c7-48a2bcf70fbe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-12-31
Reporting Person: Steenbergen Ewout L (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-31 | Common Stock | M | 1378 | $169.94 | Acquired | 7959 | Direct |
| 2018-12-31 | Common Stock | M | 1207 | $169.94 | Acquired | 9166 | Direct |
| 2018-12-31 | Common Stock | F | 565 | $169.94 | Disposed | 8601 | Direct |
| 2018-12-31 | Common Stock | F | 462 | $169.94 | Disposed | 8139 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 1378 | Disposed | 2019-12-31 | Common Stock (1378.0) | Direct |
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 1207 | Disposed | Common Stock (1207.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (6580.0) | 6580 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 4,175 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 3,657 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 19,353 restricted stock units on 12/01/2016, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2017 and 33% on 12/01/2018 and the remaining 34% will vest on 12/01/2019.