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S&P Global Inc. — Director's Dealing 2019
Jan 3, 2019
29804_dirs_2019-01-03_10ae153d-d979-43c6-93ec-c49fd8924e18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-12-31
Reporting Person: Matturri Alexander JR (CEO, S&P Dow Jones Indices)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-31 | Common Stock | M | 967 | $169.94 | Acquired | 15547.05 | Direct |
| 2018-12-31 | Common Stock | M | 306 | $169.94 | Acquired | 15853.05 | Direct |
| 2018-12-31 | Common Stock | M | 244 | $169.94 | Acquired | 16097.05 | Direct |
| 2018-12-31 | Common Stock | J | 23.55 | — | Acquired | 16120.60 | Direct |
| 2018-12-31 | Common Stock | F | 371 | $169.94 | Disposed | 15749.60 | Direct |
| 2018-12-31 | Common Stock | F | 103 | $169.94 | Disposed | 15646.60 | Direct |
| 2018-12-31 | Common Stock | F | 84 | $169.94 | Disposed | 15562.60 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 967 | Disposed | 2018-12-31 | Common Stock (967.0) | Direct |
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 306 | Disposed | 2019-12-31 | Common Stock (306.0) | Direct |
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 244 | Disposed | Common Stock (244.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $24.23 | 2019-09-30 | Common Stock (2014.0) | 2014 | Direct |
| Options (Right to Buy) | $33.98 | 2020-03-31 | Common Stock (5104.0) | 5104 | Direct |
| Options (Right to Buy) | $21.95 | 2019-03-31 | Common Stock (5372.0) | 5372 | Direct |
| Options (Right to Buy) | $37.41 | 2021-03-31 | Common Stock (5560.0) | 5560 | Direct |
Footnotes
F1: Shares acquired under SPGI Stock Fund.
F2: Includes shares acquired under SPGI Stock Fund.
F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4: As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.