S&P Global Inc. — Director's Dealing 2019

Jan 3, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-12-31

Reporting Person: Peterson Douglas L. (Director, CEO & President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-31	Common Stock	M	14501	$169.94	Acquired	157648	Direct
2018-12-31	Common Stock	M	3618	$169.94	Acquired	161266	Direct
2018-12-31	Common Stock	M	4592	$169.94	Acquired	165858	Direct
2018-12-31	Common Stock	F	6873	$169.94	Disposed	158985	Direct
2018-12-31	Common Stock	F	2444	$169.94	Disposed	156541	Direct
2018-12-31	Common Stock	F	1926	$169.94	Disposed	154615	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-12-31	Restricted Stock Units	$0.0	M	14501	Disposed	2018-12-31	Common Stock (14501.0)	Direct
2018-12-31	Restricted Stock Units	$0.0	M	4592	Disposed	2019-12-31	Common Stock (4592.0)	Direct
2018-12-31	Restricted Stock Units	$0.0	M	3618	Disposed		Common Stock (3618.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0.0	2021-04-02	Common Stock (10716.0)	10716	Direct
Options (Right to Buy)	$77.81	2024-03-31	Common Stock (51304.0)	51304	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 13,916 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: As previously reported, the reporting person was granted 10,963 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and the 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 51,304 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.