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S&P Global Inc. — Director's Dealing 2019
Feb 13, 2019
29804_dirs_2019-02-13_a10d4141-4532-4a07-b92e-040178e7694f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-02-12
Reporting Person: Matturri Alexander JR (CEO, S&P Dow Jones Indices)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-12 | Common Stock | M | 1791 | $21.95 | Acquired | 17353.60 | Direct |
| 2019-02-12 | Common Stock | S | 1791 | $195.74 | Disposed | 15562.60 | Direct |
| 2019-02-12 | Common Stock | J | 1.94 | — | Acquired | 15564.54 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-12 | Options (Right to Buy) | $21.95 | M | 1791 | Disposed | 2019-03-31 | Common Stock (1791.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $33.98 | 2020-03-31 | Common Stock (5104.0) | 5104 | Direct |
| Options (Right to Buy) | $37.41 | 2021-03-31 | Common Stock (5560.0) | 5560 | Direct |
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (316.0) | 316 | Direct |
| Options (Right to Buy) | $24.23 | 2019-09-30 | Common Stock (2014.0) | 2014 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (495.0) | 495 | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.
F2: Shares acquired under SPGI Stock Fund.
F3: Includes shares acquired under SPGI Stock Fund.
F4: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F5: As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6: As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.