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S&P Global Inc. Director's Dealing 2019

Feb 28, 2019

29804_dirs_2019-02-28_fd5de96d-b497-4ef8-b9bd-2b57f5be3f3f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-02-26

Reporting Person: Craig Christopher (SVP and Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-26 Common Stock A 1247 Acquired 4047 Direct
2019-02-26 Common Stock F 425 $201.48 Disposed 3622 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options (Right to Buy) $51.55 2023-03-31 Common Stock (496.0) 496 Direct
Options (Right to Buy) $77.81 2024-03-31 Common Stock (559.0) 559 Direct
Restricted Stock Units $0.0 Common Stock (78.0) 78 Direct
Restricted Stock Units $0.0 Common Stock (140.0) 140 Direct

Footnotes

F1: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

F2: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

F3: As previously reported, the reporting person was granted 1,456 options on 04/01/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2014, the next 33% installment became exercisable on 04/01/2015 and the remaining 34% installment became exercisable on 04/01/2016.

F4: As previously reported, the reporting person was granted 834 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.

F5: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F6: As previously reported, the reporting person was granted 232 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F7: As previously reported, the reporting person was granted 209 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.