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S&P Global Inc. — Director's Dealing 2019
Feb 28, 2019
29804_dirs_2019-02-28_da910e69-5a61-4f0e-8cd9-8c3f0ea2cef3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-02-26
Reporting Person: Luquette Nancy (SVP, Chief Risk & Audit Exec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-26 | Common Stock | A | 2495 | — | Acquired | 3389 | Direct |
| 2019-02-26 | Common Stock | F | 849 | $201.48 | Disposed | 2540 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (198.0) | 198 | Direct |
| Options (Right to Buy) | $59.92 | 2023-09-02 | Common Stock (876.0) | 876 | Direct |
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (1411.0) | 1411 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (323.0) | 323 | Direct |
Footnotes
F1: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.
F2: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4: As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 876 options on 09/03/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 09/03/2014, the next 33% installment became exercisable on 09/03/2015 and the remaining 34% installment became exercisable on 09/03/2016.
F6: As previously reported, the reporting person was granted 1,411 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment will become exercisable on 04/01/2017.
F7: As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.