S&P Global Inc. — Director's Dealing 2019

Feb 28, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-02-26

Reporting Person: Geduldig Courtney (EVP, Public Affairs)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-26	Common Stock	A	4991	—	Acquired	12361	Direct
2019-02-26	Common Stock	F	1739	$201.48	Disposed	10622	Direct
2019-02-26	Common Stock	A	2807	—	Acquired	4015	Indirect
2019-02-26	Common Stock	F	962	$201.48	Disposed	3053	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1208	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options (Right to Buy)	$77.81	2024-03-31	Common Stock (437.0)	437	Direct
Restricted Stock Units	$0.0		Common Stock (512.0)	512	Direct
Restricted Stock Units	$0.0	2019-12-31	Common Stock (336.0)	336	Direct
Restricted Stock Units	$0.0	2020-12-31	Common Stock (377.0)	377	Indirect
Restricted Stock Units	$0.0	2020-12-01	Common Stock (242.0)	242	Indirect
Restricted Stock Units	$0.0	2019-12-31	Common Stock (276.0)	276	Indirect

Footnotes

F1: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

F2: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

F3: The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018.

F4: As previously reported, the reporting person was granted 1,283 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.

F5: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F6: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F7: As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F8: The reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F9: The reporting person's spouse was granted 361 restricted stock units granted on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and will vest 33% on 12/01/2019 and 34% on 12/01/2020.

F10: The reporting person's spouse was granted 812 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.