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S&P Global Inc. — Director's Dealing 2019
Apr 1, 2019
29804_dirs_2019-04-01_906c5e2e-fec6-4d13-9681-1c87fdc12ab8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-03-28
Reporting Person: Matturri Alexander JR (CEO, S&P Dow Jones Indices)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-28 | Common Stock | M | 1790 | $21.95 | Acquired | 19478.04 | Direct |
| 2019-03-28 | Common Stock | S | 1790 | $205.88 | Disposed | 17688.04 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-28 | Options (Right to Buy) | $21.95 | M | 1790 | Disposed | 2019-03-31 | Common Stock (1790.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (316.0) | 316 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (495.0) | 495 | Direct | |
| Options (Right to Buy) | $24.23 | 2019-09-30 | Common Stock (2014.0) | 2014 | Direct |
| Options (Right to Buy) | $33.98 | 2020-03-31 | Common Stock (5104.0) | 5104 | Direct |
| Options (Right to Buy) | $37.41 | 2021-03-31 | Common Stock (5560.0) | 5560 | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.
F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F3: As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.