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S&P Global Inc. — Director's Dealing 2019
Apr 3, 2019
29804_dirs_2019-04-03_61a0cc90-a479-4bd2-9e68-15056b9a902f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-04-01
Reporting Person: Kemps Steven J (EVP, General Counsel)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-01 | Restricted Stock Units | $0.0 | A | 1550 | Acquired | Common Stock (1550.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7991 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (1131.0) | 1131 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (1097.0) | 1097 | Direct | |
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (749.0) | 749 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: The reporting person was granted 1,550 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 1,688 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 3,227 restricted stock units on 09/01/2016, subject to 3-year vesting. The restricted stock units vested 33% on 09/01/2017 and 33% on 09/01/2018 and the remaining 34% will vest on 09/01/2019.
F5: As previously reported, the reporting person was granted 2,203 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.