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S&P Global Inc. — Director's Dealing 2019
Apr 3, 2019
29804_dirs_2019-04-03_593ab0b4-9b4d-468c-81a1-bb36cc2b4f32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-04-01
Reporting Person: Geduldig Courtney (EVP, Public Affairs)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-01 | Restricted Stock Units | $0.0 | A | 705 | Acquired | Common Stock (705.0) | Direct | |
| 2019-04-01 | Restricted Stock Units | $0.0 | A | 493 | Acquired | Common Stock (493.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10622 | Direct |
| Common Stock | 3053 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (437.0) | 437 | Direct |
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (336.0) | 336 | Direct |
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (276.0) | 276 | Indirect |
| Restricted Stock Units | $0.0 | 2020-12-31 | Common Stock (377.0) | 377 | Indirect |
| Restricted Stock Units | $0.0 | Common Stock (512.0) | 512 | Direct | |
| Restricted Stock Units | $0.0 | 2020-12-01 | Common Stock (242.0) | 242 | Indirect |
Footnotes
F1: The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018.
F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F3: The reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: The reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 1,283 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
F6: As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F7: The reporting person's spouse was granted 812 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
F8: The reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
F9: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F10: The reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and will vest 33% on 12/01/2019 and 34% on 12/01/2020.