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S&P Global Inc. — Director's Dealing 2019
Aug 7, 2019
29804_dirs_2019-08-07_33a00192-ee90-4c54-8ff6-616e83e031c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-08-05
Reporting Person: Kemps Steven J (EVP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-05 | Common Stock | S | 451 | $248.50 | Disposed | 7540 | Direct |
| 2019-08-05 | Common Stock | S | 4849 | $250 | Disposed | 2691 | Direct |
| 2019-08-05 | Common Stock | S | 200 | $250.01 | Disposed | 2491 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (1131.0) | 1131 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (1550.0) | 1550 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (1097.0) | 1097 | Direct | |
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (749.0) | 749 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 1,688 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 1,550 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 3,227 restricted stock units on 09/01/2016, subject to 3-year vesting. The restricted stock units vested 33% on 09/01/2017 and 33% on 09/01/2018 and the remaining 34% will vest on 09/01/2019.
F5: As previously reported, the reporting person was granted 2,203 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.