S&P Global Inc. — Director's Dealing 2019

Aug 16, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-08-14

Reporting Person: Matturri Alexander JR (CEO, S&P Dow Jones Indices)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-14	Common Stock	M	1007	$24.23	Acquired	16368	Direct
2019-08-14	Common Stock	S	1007	$254.46	Disposed	15361	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-14	Options (Right to Buy)	$24.23	M	1007	Disposed	2019-09-30	Common Stock (1007.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2358.76	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0.0		Common Stock (789.0)	789	Direct
Options (Right to Buy)	$33.98	2020-03-31	Common Stock (5104.0)	5104	Direct
Options (Right to Buy)	$37.41	2021-03-31	Common Stock (5560.0)	5560	Direct
Restricted Stock Units	$0.0	2019-12-31	Common Stock (316.0)	316	Direct
Restricted Stock Units	$0.0		Common Stock (495.0)	495	Direct

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.

F2: The SPGI Stock Fund under The 401(k) Savings and Profit Sharing Plan of S&P Global Inc. is denominated in units, representing ownership interests in a fund that includes both S&P Global common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the SPGI Stock Fund, based on a plan statement dated as of July 31, 2019, divided by the closing price of S&P Global common stock on that date. Units in the SPGI Stock Fund are held indirectly as common stock equivalents and were previously included as part of the reporting person's direct holdings.

F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4: As previously reported, the reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5: As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F6: As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.