S&P Global Inc. — Director's Dealing 2019

Aug 29, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-08-27

Reporting Person: Geduldig Courtney (EVP, Public Affairs)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-27	Common Stock	M	437	$77.81	Acquired	8354	Direct
2019-08-27	Common Stock	F	272	$256.76	Disposed	8082	Direct
2019-08-27	Common Stock	S	71	$256.38	Disposed	8011	Direct
2019-08-27	Common Stock	S	11	$257.76	Disposed	8000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-27	Options (Right to Buy)	$77.81	M	437	Disposed	2024-03-31	Common Stock (437.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1653	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0.0	2019-12-31	Common Stock (336.0)	336	Direct
Restricted Stock Units	$0.0	2019-12-31	Common Stock (276.0)	276	Indirect
Restricted Stock Units	$0.0		Common Stock (705.0)	705	Direct
Restricted Stock Units	$0.0	2020-12-31	Common Stock (377.0)	377	Indirect
Restricted Stock Units	$0.0		Common Stock (493.0)	493	Indirect
Restricted Stock Units	$0.0		Common Stock (512.0)	512	Direct
Restricted Stock Units	$0.0	2020-12-01	Common Stock (242.0)	242	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.34 to $256.76, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2: The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018.

F3: As previously reported, the reporting person was granted 1,283 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.

F4: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F5: As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F6: The reporting person's spouse was granted 812 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F7: The reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F8: The reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F9: The reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F10: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F11: The reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and will vest 33% on 12/01/2019 and 34% on 12/01/2020.