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S&P Global Inc. Director's Dealing 2019

Sep 4, 2019

29804_dirs_2019-09-04_a59d5605-0d52-43ef-beba-45d05f570ae4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-09-01

Reporting Person: Kemps Steven J (EVP, General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-01 Common Stock M 1097 $260.19 Acquired 3588 Direct
2019-09-01 Common Stock F 538 $260.19 Disposed 3050 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-01 Restricted Stock Units $0.0 M 1097 Disposed Common Stock (1097.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.0 Common Stock (1131.0) 1131 Direct
Restricted Stock Units $0.0 Common Stock (1550.0) 1550 Direct
Restricted Stock Units $0.0 2019-12-31 Common Stock (749.0) 749 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 3,227 restricted stock units on 09/01/2016, subject to 3-year vesting. The restricted stock units vested 33% on 09/01/2017 and 33% on 09/01/2018 and the remaining 34% vested on 09/01/2019.

F3: As previously reported, the reporting person was granted 1,688 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 1,550 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5: As previously reported, the reporting person was granted 2,203 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.