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S&P Global Inc. — Director's Dealing 2019
Nov 4, 2019
29804_dirs_2019-11-04_27c3f49f-10ce-4b28-ac4c-a10733c37a9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-10-31
Reporting Person: Steenbergen Ewout L (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-31 | Common Stock | S | 1760 | $254.56 | Disposed | 8534 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (2450.0) | 2450 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (3523.0) | 3523 | Direct | |
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (1419.0) | 1419 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (6580.0) | 6580 | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/05/2019.
F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F3: As previously reported, the reporting person was granted 3,657 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: The reporting person was granted 3,523 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 4,175 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6: As previously reported, the reporting person was granted 19,353 restricted stock units on 12/01/2016, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2017 and 33% on 12/01/2018 and the remaining 34% will vest on 12/01/2019.