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S&P Global Inc. — Director's Dealing 2019
Nov 5, 2019
29804_dirs_2019-11-05_6575ee89-dadd-4fb5-88dd-498e5af9e3b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-11-01
Reporting Person: BERISFORD JOHN L (President, S&P Ratings)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-01 | Common Stock | G | 1590 | — | Disposed | 24430 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (2114.0) | 2114 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (1615.0) | 1615 | Direct | |
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (1025.0) | 1025 | Direct |
Footnotes
F1: Represents shares donated by the reporting person to a charitable donor advised fund.
F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F3: As previously reported, the reporting person was granted 2,114 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 2,411 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 3,015 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.