AI assistant
S&P Global Inc. — Director's Dealing 2019
Nov 25, 2019
29804_dirs_2019-11-25_7341c5bc-394e-4df6-acab-08cb3cf91ad6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-11-21
Reporting Person: Peterson Douglas L. (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-21 | Common Stock | G | 5000 | — | Disposed | 152131 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (51304.0) | 51304 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (7345.0) | 7345 | Direct | |
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (4732.0) | 4732 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (11273.0) | 11273 | Direct | |
| Restricted Stock Units | $0.0 | 2021-04-02 | Common Stock (10716.0) | 10716 | Direct |
Footnotes
F1: Represents shares donated by the reporting person to a charitable donor advised fund.
F2: As previously reported, the reporting person was granted 51,304 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4: As previously reported, the reporting person was granted 10,936 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 13,916 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6: As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.