Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

S&P Global Inc. Director's Dealing 2019

Dec 3, 2019

29804_dirs_2019-12-03_89baa88a-6de2-4cb1-bf8f-83c8ed402d91.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-12-01

Reporting Person: Steenbergen Ewout L (EVP & Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-01 Common Stock M 6580 $264.65 Acquired 15114 Direct
2019-12-01 Common Stock F 3502 $264.65 Disposed 11612 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-01 Restricted Stock Units $0.0 M 6580 Disposed Common Stock (6580.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.0 Common Stock (2450.0) 2450 Direct
Restricted Stock Units $0.0 Common Stock (3523.0) 3523 Direct
Restricted Stock Units $0.0 2019-12-31 Common Stock (1419.0) 1419 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 19,353 restricted stock units on 12/01/2016, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2017 and 33% on 12/01/2018 and the remaining 34% vested on 12/01/2019.

F3: As previously reported, the reporting person was granted 3,657 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 3,523 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5: As previously reported, the reporting person was granted 4,175 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.