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S&P Global Inc. Director's Dealing 2019

Dec 3, 2019

29804_dirs_2019-12-03_85a74802-c32a-41c1-9c3f-12e13e831151.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-12-01

Reporting Person: Geduldig Courtney (EVP, Public Affairs)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-01 Common Stock M 119 $264.65 Acquired 1772 Indirect
2019-12-01 Common Stock F 54 $264.65 Disposed 1718 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-01 Restricted Stock Units $0.0 M 119 Disposed 2020-12-01 Common Stock (119.0) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.0 2019-12-31 Common Stock (336.0) 336 Direct
Restricted Stock Units $0.0 2019-12-31 Common Stock (276.0) 276 Indirect
Restricted Stock Units $0.0 Common Stock (705.0) 705 Direct
Restricted Stock Units $0.0 2020-12-31 Common Stock (377.0) 377 Indirect
Restricted Stock Units $0.0 Common Stock (493.0) 493 Indirect
Restricted Stock Units $0.0 Common Stock (512.0) 512 Direct

Footnotes

F1: The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018.

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3: The reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% will vest on 12/01/2020.

F4: As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5: The reporting person's spouse was granted 812 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F6: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F7: The reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F8: The reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F9: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.