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S&P Global Inc. Director's Dealing 2018

Jan 3, 2018

29804_dirs_2018-01-03_6cbcb68d-60d5-4f1c-8330-412d8639b2f8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2017-12-31

Reporting Person: MACKAY ROBERT (SVP and Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-31 Common Stock M 5349 $169.40 Acquired 7711 Direct
2017-12-31 Common Stock M 402 $169.40 Acquired 8113 Direct
2017-12-31 Common Stock F 2014 $169.40 Disposed 6099 Direct
2017-12-31 Common Stock F 149 $169.40 Disposed 5950 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-31 Restricted Stock Units $0.0 M 5349 Disposed Common Stock (5349.0) Direct
2017-12-31 Restricted Stock Units $0.0 M 402 Disposed 2019-12-31 Common Stock (402.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.0 2020-04-03 Common Stock (773.0) 773 Direct
Restricted Stock Units $0.0 2018-12-31 Common Stock (1586.0) 1586 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: 12/31/2017

F3: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: The restricted stock units will vest 33% on 4/3/2018, 33% on 4/3/2019 and 34% on 4/3/2020.