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S&P Global Inc. — Director's Dealing 2018
Mar 1, 2018
29804_dirs_2018-03-01_eebc1654-2975-45ca-95b0-850f630f1a3f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-02-27
Reporting Person: MACKAY ROBERT (SVP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-27 | Common Stock | A | 7052 | — | Acquired | 13002 | Direct |
| 2018-02-27 | Common Stock | F | 3452 | $193.14 | Disposed | 9550 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | 2018-12-31 | Common Stock (1586.0) | 1586 | Direct |
| Restricted Stock Units | $0.0 | 2020-04-03 | Common Stock (773.0) | 773 | Direct |
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (816.0) | 816 | Direct |
Footnotes
F1: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.
F2: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4: The restricted stock units will vest 33% on 4/3/2018, 33% on 4/3/2019 and 34% on 4/3/2020.
F5: The restricted stock units will vest 49% on 12/31/2018 and 51% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.