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S&P Global Inc. Director's Dealing 2018

Mar 1, 2018

29804_dirs_2018-03-01_809d3aea-6d83-4675-bbfa-ca9c3e15a1c2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-02-27

Reporting Person: Matturri Alexander JR (CEO, S&P Dow Jones Indices)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-27 Common Stock A 3778 Acquired 18159.56 Direct
2018-02-27 Common Stock F 1691 $193.14 Disposed 16468.56 Direct
2018-02-27 Common Stock J 2.61 Acquired 16471.17 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options (Right to Buy) $21.95 2019-03-31 Common Stock (5372.0) 5372 Direct
Options (Right to Buy) $24.23 2019-09-30 Common Stock (2014.0) 2014 Direct
Options (Right to Buy) $33.98 2020-03-31 Common Stock (5104.0) 5104 Direct
Options (Right to Buy) $37.41 2021-03-31 Common Stock (5560.0) 5560 Direct
Restricted Stock Units $0.0 2018-12-31 Common Stock (967.0) 967 Direct
Restricted Stock Units $0.0 2019-12-31 Common Stock (622.0) 622 Direct

Footnotes

F1: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

F2: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

F3: Shares acquired under SPGI Stock Fund.

F4: Includes shares acquired under SPGI Stock Fund.

F5: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F6: The restricted stock units will vest 49% on 12/31/2018 and 51% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.