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S&P Global Inc. Director's Dealing 2018

Mar 1, 2018

29804_dirs_2018-03-01_aa24f9e3-2bbd-4ed5-aabd-8d4d8a8678cf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-02-27

Reporting Person: Cafferillo Nicholas (Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-27 Common Stock A 6336 Acquired 13364 Direct
2018-02-27 Common Stock F 2312 $193.14 Disposed 11052 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4174 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.0 2018-12-31 Common Stock (1208.0) 1208 Direct
Restricted Stock Units $0.0 Common Stock (699.0) 699 Direct
Restricted Stock Units $0.0 Common Stock (1597.0) 1597 Direct

Footnotes

F1: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

F2: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4: The restricted stock units will vest 49% on 12/31/2018 and 51% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5: The restricted stock units will vest 33% on 11/01/2018 , 33% on 11/01/2019 and 34% on 11/01/2020.