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S&P Global Inc. — Director's Dealing 2018
Mar 9, 2018
29804_dirs_2018-03-09_791faebc-68ed-4835-8723-f84474f2a7dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-03-08
Reporting Person: BERISFORD JOHN L (President, S&P Ratings)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-08 | Common Stock | S | 12760 | $192.1973 | Disposed | 25455 | Direct |
| 2018-03-08 | Common Stock | M | 3707 | $77.81 | Acquired | 29162 | Direct |
| 2018-03-08 | Common Stock | S | 1853 | $192.1973 | Disposed | 27309 | Direct |
| 2018-03-08 | Common Stock | S | 1289 | $192.1134 | Disposed | 26020 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-08 | Options (Right to Buy) | $77.81 | M | 3707 | Disposed | 2024-03-31 | Common Stock (3707.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | 2018-12-31 | Common Stock (3021.0) | 3021 | Direct |
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (2020.0) | 2020 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.94 to $192.44, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forthin footnote (1) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.10 to $192.13, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forthin footnote (2) to this Form 4.
F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4: The restricted stock units will vest 49% on 12/31/2018 and 51% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.