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S&P Global Inc. Director's Dealing 2018

Apr 4, 2018

29804_dirs_2018-04-04_65c6c856-396e-4806-a487-324c95451b37.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-04-02

Reporting Person: Luquette Nancy (SVP, Chief Risk & Audit Exec)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-04-02 Restricted Stock Units $0.0 A 482 Acquired Common Stock (482.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 895 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.0 2019-12-31 Common Stock (389.0) 389 Direct
Restricted Stock Units $0.0 2018-12-31 Common Stock (604.0) 604 Direct
Restricted Stock Units $0.0 2018-05-01 Common Stock (960.0) 960 Direct
Options (Right to Buy) $59.92 2023-09-02 Common Stock (876.0) 876 Direct
Options (Right to Buy) $77.81 2024-03-31 Common Stock (1411.0) 1411 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: The restricted stock units will vest 49% on 12/31/2018 and 51% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: The option became exercisable in annual installments. The first installment of 33% became exercisable on 9/3/2014, the next 33% installment became exercisable on 9/3/2015 and the remaining 34% installment became exercisable on 9/3/2016.

F5: The option became exercisable in annual installments. The first installment of 33% became exercisable on 4/1/2015, the next 33% installment became exercisable on 4/1/2016 and the remaining 34% installment will become exercisable on 4/1/2017.