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S&P Global Inc. — Director's Dealing 2018
Apr 4, 2018
29804_dirs_2018-04-04_65c6c856-396e-4806-a487-324c95451b37.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-04-02
Reporting Person: Luquette Nancy (SVP, Chief Risk & Audit Exec)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-02 | Restricted Stock Units | $0.0 | A | 482 | Acquired | Common Stock (482.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 895 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (389.0) | 389 | Direct |
| Restricted Stock Units | $0.0 | 2018-12-31 | Common Stock (604.0) | 604 | Direct |
| Restricted Stock Units | $0.0 | 2018-05-01 | Common Stock (960.0) | 960 | Direct |
| Options (Right to Buy) | $59.92 | 2023-09-02 | Common Stock (876.0) | 876 | Direct |
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (1411.0) | 1411 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: The restricted stock units will vest 49% on 12/31/2018 and 51% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: The option became exercisable in annual installments. The first installment of 33% became exercisable on 9/3/2014, the next 33% installment became exercisable on 9/3/2015 and the remaining 34% installment became exercisable on 9/3/2016.
F5: The option became exercisable in annual installments. The first installment of 33% became exercisable on 4/1/2015, the next 33% installment became exercisable on 4/1/2016 and the remaining 34% installment will become exercisable on 4/1/2017.