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S&P Global Inc. — Director's Dealing 2018
Apr 5, 2018
29804_dirs_2018-04-05_6c6a8c99-7aeb-4aac-9757-0fc5b3d65987.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-04-03
Reporting Person: MACKAY ROBERT (SVP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-03 | Common Stock | M | 255 | $189.20 | Acquired | 9805 | Direct |
| 2018-04-03 | Common Stock | F | 125 | $189.20 | Disposed | 9680 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-03 | Restricted Stock Units | $0.0 | M | 255 | Disposed | 2020-04-03 | Common Stock (255.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (816.0) | 816 | Direct |
| Restricted Stock Units | $0.0 | 2018-12-31 | Common Stock (1586.0) | 1586 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (844.0) | 844 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: The restricted stock units vested 33% on 4/3/2018 and will vest 33% on 4/3/2019 and 34% on 4/3/2020.
F3: The restricted stock units will vest 49% on 12/31/2018 and 51% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respectivevesting date.