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S&P Global Inc. — Director's Dealing 2018
May 15, 2018
29804_dirs_2018-05-15_4668739f-8ca0-4b56-a5ff-345644fb8e9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-05-15
Reporting Person: Peterson Douglas L. (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-15 | Common Stock | S | 4000 | $197.75 | Disposed | 171190 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | 2018-12-31 | Common Stock (14501.0) | 14501 | Direct |
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (9324.0) | 9324 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (10963.0) | 10963 | Direct | |
| Restricted Stock Units | $0.0 | 2021-04-02 | Common Stock (10716.0) | 10716 | Direct |
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (51304.0) | 51304 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2017.
F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F3: The restricted stock units will vest 49% on 12/31/2018 and 51% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respectivevesting date.