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S&P Global Inc. Director's Dealing 2018

Jun 14, 2018

29804_dirs_2018-06-14_66893d64-490d-4dd1-ba1f-ba5e57267f28.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-06-12

Reporting Person: Luquette Nancy (SVP, Chief Risk & Audit Exec)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-12 Common Stock S 508 $208.50 Disposed 881 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.0 2019-12-31 Common Stock (389.0) 389 Direct
Restricted Stock Units $0.0 Common Stock (482.0) 482 Direct
Restricted Stock Units $0.0 2018-12-31 Common Stock (604.0) 604 Direct
Options (Right to Buy) $59.92 2023-09-02 Common Stock (876.0) 876 Direct
Options (Right to Buy) $77.81 2024-03-31 Common Stock (1411.0) 1411 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: The restricted stock units will vest 49% on 12/31/2018 and 51% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: The option became exercisable in annual installments. The first installment of 33% became exercisable on 9/3/2014, the next 33% installment became exercisable on 9/3/2015 and the remaining 34% installment became exercisable on 9/3/2016.

F5: The option became exercisable in annual installments. The first installment of 33% became exercisable on 4/1/2015, the next 33% installment became exercisable on 4/1/2016 and the remaining 34% installment became exercisable on 4/1/2017.