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S&P Global Inc. — Director's Dealing 2018
Sep 5, 2018
29804_dirs_2018-09-05_ef1ba955-1bbe-467e-acad-b87138c9bbd6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-09-01
Reporting Person: Kemps Steven J (EVP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-01 | Common Stock | M | 1065 | $207.05 | Acquired | 2061 | Direct |
| 2018-09-01 | Common Stock | F | 522 | $207.05 | Disposed | 1539 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-01 | Restricted Stock Units | $0.0 | M | 1065 | Disposed | Common Stock (1065.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | 2018-12-31 | Common Stock (2057.0) | 2057 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (1688.0) | 1688 | Direct | |
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (1476.0) | 1476 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 3,227 restricted stock units on 9/1/2016, subject to 3-year vesting. The restricted stock units vested 33% on 9/1/2017 and 33% on 9/1/2018 and the remaining 34% will vest on 9/1/2019.
F3: As previously reported, the reporting person was granted 1,688 restricted stock units on 4/2/2018, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 2,203 restricted stock units on 4/3/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.