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S&P Global Inc. Director's Dealing 2018

Sep 5, 2018

29804_dirs_2018-09-05_ef1ba955-1bbe-467e-acad-b87138c9bbd6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-09-01

Reporting Person: Kemps Steven J (EVP, General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-01 Common Stock M 1065 $207.05 Acquired 2061 Direct
2018-09-01 Common Stock F 522 $207.05 Disposed 1539 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-01 Restricted Stock Units $0.0 M 1065 Disposed Common Stock (1065.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.0 2018-12-31 Common Stock (2057.0) 2057 Direct
Restricted Stock Units $0.0 Common Stock (1688.0) 1688 Direct
Restricted Stock Units $0.0 2019-12-31 Common Stock (1476.0) 1476 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 3,227 restricted stock units on 9/1/2016, subject to 3-year vesting. The restricted stock units vested 33% on 9/1/2017 and 33% on 9/1/2018 and the remaining 34% will vest on 9/1/2019.

F3: As previously reported, the reporting person was granted 1,688 restricted stock units on 4/2/2018, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 2,203 restricted stock units on 4/3/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.