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S&P Global Inc. — Director's Dealing 2018
Sep 18, 2018
29804_dirs_2018-09-18_ca7d0ecd-59fd-419b-b850-6bfa25881eb5.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-09-07
Reporting Person: Craig Christopher (SVP and Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2531 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $51.55 | 2023-03-31 | Common Stock (496.0) | Direct | |
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (559.0) | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (155.0) | Direct | ||
| Restricted Stock Units | $0.0 | Common Stock (209.0) | Direct | ||
| Restricted Stock Units | $0.0 | 2018-12-31 | Common Stock (302.0) | Direct |
Footnotes
F1: The reporting person was granted 1,456 options on 04/01/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2014, the next 33% installment became exercisable on 04/01/2015 and the remaining 34% installment became exercisable on 04/01/2016.
F2: The reporting person was granted 834 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4: The reporting person was granted 232 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: The reporting person was granted 209 restricted stock units on 04/02/2018. The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.