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S&P Global Inc. — Director's Dealing 2018
Nov 5, 2018
29804_dirs_2018-11-05_9c8acb07-cb77-4a9c-a90c-292b9c70ab61.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-11-05
Reporting Person: Luquette Nancy (SVP, Chief Risk & Audit Exec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-05 | Common Stock | S | 225 | $183.51 | Disposed | 306 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (389.0) | 389 | Direct |
| Restricted Stock Units | $0.0 | 2018-12-31 | Common Stock (604.0) | 604 | Direct |
| Options (Right to Buy) | $59.92 | 2023-09-02 | Common Stock (876.0) | 876 | Direct |
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (1411.0) | 1411 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (482.0) | 482 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 876 options on 09/03/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 09/03/2014, the next 33% installment became exercisable on 09/03/2015 and the remaining 34% installment became exercisable on 09/03/2016.
F4: As previously reported, the reporting person was granted 1,411 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
F5: As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.