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S&P Global Inc. — Director's Dealing 2018
Dec 4, 2018
29804_dirs_2018-12-04_3bd4a6a8-147b-4966-825a-24f2929d869f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-12-01
Reporting Person: Steenbergen Ewout L (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-01 | Common Stock | M | 6387 | $182.86 | Acquired | 9981 | Direct |
| 2018-12-01 | Common Stock | F | 3400 | $182.86 | Disposed | 6581 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-01 | Restricted Stock Units | $0.0 | M | 6387 | Disposed | Common Stock (6387.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (3657.0) | 3657 | Direct | |
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (2797.0) | 2797 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 19,353 restricted stock units on 12/01/2016, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2017 and 33% on 12/01/2018 and the remaining 34% will vest on 12/01/2019.
F3: As previously reported, the reporting person was granted 3,657 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 4,175 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.