Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

S&P Global Inc. Director's Dealing 2017

Feb 27, 2017

29804_dirs_2017-02-27_69b43979-1361-409c-93ad-cddb598c878e.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2017-02-24

Reporting Person: BERISFORD JOHN L (President, S&P Ratings Service)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-24 Common Stock M 11849.0000 $51.5500 Acquired 46863.0000 Direct
2017-02-24 Common Stock M 7195.0000 $77.8100 Acquired 54058.0000 Direct
2017-02-24 Common Stock S 7195.0000 $130.4044 Disposed 46863.0000 Direct
2017-02-24 Common Stock S 9559.0000 $130.4044 Disposed 37304.0000 Direct
2017-02-24 Common Stock S 11849.0000 $130.4044 Disposed 25455.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-24 Options (Right to Buy) $51.5500 M 11849.0000 Disposed 2023-03-31 Common Stock (11849.0000) Direct
2017-02-24 Options (Right to Buy) $77.8100 M 7195.0000 Disposed 2024-03-31 Common Stock (7195.0000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.0000 Common Stock (2447.0000) 2447.0000 Direct
Restricted Stock Units $0.0000 2018-12-31 Common Stock (3021.0000) 3021.0000 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.0300 to $130.6700, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3: The restricted stock units will vest on December 31, 2017.