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S&P Global Inc. — Director's Dealing 2017
Mar 15, 2017
29804_dirs_2017-03-15_0ec23acd-b877-41cd-87ff-9d7da6e7bcb2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2017-03-14
Reporting Person: Peterson Douglas L. (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-14 | Common Stock | M | 28368.0000 | $38.1300 | Acquired | 155146.0000 | Direct |
| 2017-03-14 | Common Stock | F | 8184.0000 | $132.1700 | Disposed | 146962.0000 | Direct |
| 2017-03-14 | Common Stock | F | 11267.0000 | $132.1700 | Disposed | 135695.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-14 | Options (Right to Buy) | $38.1300 | M | 28368.0000 | Disposed | 2021-10-02 | Common Stock (28368.0000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $51.5500 | 2023-03-31 | Common Stock (31207.0000) | 31207.0000 | Direct |
| Options (Right to Buy) | $77.8100 | 2024-03-31 | Common Stock (51304.0000) | 51304.0000 | Direct |
| Restricted Stock Units | $0.0000 | Common Stock (13440.0000) | 13440.0000 | Direct | |
| Restricted Stock Units | $0.0000 | 2018-12-31 | Common Stock (14501.0000) | 14501.0000 | Direct |
Footnotes
F1: Shares swapped to pay for the option exercised.
F2: The number of shares withheld to cover applicable taxes in connection with the option exercised
F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4: The restricted stock units will vest on December 31, 2017.
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