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S&P Global Inc. — Director's Dealing 2017
Aug 24, 2017
29804_dirs_2017-08-24_9a28ba31-2fd5-4eb3-9321-c66c32a0c7be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2017-08-23
Reporting Person: Luquette Nancy (SVP, Chief Risk & Audit Exec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-23 | Common Stock | S | 860 | $151.502 | Disposed | 106 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | 2017-12-31 | Common Stock (429.0) | 429 | Direct |
| Restricted Stock Units | $0.0 | 2018-05-01 | Common Stock (960.0) | 960 | Direct |
| Restricted Stock Units | $0.0 | 2018-12-31 | Common Stock (604.0) | 604 | Direct |
| Restricted Stock Units | $0.0 | 2019-12-31 | Common Stock (580.0) | 580 | Direct |
| Options (Right to Buy) | $59.92 | 2023-09-02 | Common Stock (876.0) | 876 | Direct |
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (1411.0) | 1411 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.48 to $151.51, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forthin footnote (1) to this Form 4.
F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F3: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: The option became exercisable in annual installments. The first installment of 33% became exercisable on 9/3/2014, the next 33% installment became exercisable on 9/3/2015 and the remaining 34% installment became exercisable on 9/3/2016.
F5: The option became exercisable in annual installments. The first installment of 33% became exercisable on 4/1/2015, the next 33% installment became exercisable on 4/1/2016 and the remaining 34% installment will become exercisable on 4/1/2017.