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S&P Global Inc. — Director's Dealing 2016
Aug 2, 2016
29804_dirs_2016-08-02_ab6d35a0-48c4-40c0-b472-b912edea5896.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2016-07-29
Reporting Person: Callahan John F Jr (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-29 | Common Stock | M | 20804.0000 | $51.5500 | Acquired | 122339.0000 | Direct |
| 2016-07-29 | Common Stock | M | 14420.0000 | $37.4100 | Acquired | 136759.0000 | Direct |
| 2016-07-29 | Common Stock | M | 8465.0000 | $77.8100 | Acquired | 145224.0000 | Direct |
| 2016-07-29 | Common Stock | F | 1586.0000 | $122.2000 | Disposed | 143638.0000 | Direct |
| 2016-07-29 | Common Stock | F | 4415.0000 | $122.2000 | Disposed | 139223.0000 | Direct |
| 2016-07-29 | Common Stock | F | 5160.0000 | $122.2000 | Disposed | 134063.0000 | Direct |
| 2016-07-29 | Common Stock | F | 5391.0000 | $122.2000 | Disposed | 128672.0000 | Direct |
| 2016-07-29 | Common Stock | F | 6203.0000 | $122.2000 | Disposed | 122469.0000 | Direct |
| 2016-07-29 | Common Stock | F | 8777.0000 | $122.2000 | Disposed | 113692.0000 | Direct |
| 2016-07-31 | Common Stock | F | 22858.0000 | $122.2000 | Disposed | 90834.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-29 | Options (Right to Buy) | $37.4100 | M | 14420.0000 | Disposed | 2021-03-31 | Common Stock (14420.0000) | Direct |
| 2016-07-29 | Options (Right to Buy) | $51.5500 | M | 20804.0000 | Disposed | 2023-03-31 | Common Stock (20804.0000) | Direct |
| 2016-07-29 | Options (Right to Buy) | $77.8100 | M | 8465.0000 | Disposed | 2024-03-31 | Common Stock (8465.0000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (3431.0000) | 3431.0000 | Direct | |
| Restricted Stock Units | $0.0000 | 2018-12-31 | Common Stock (5136.0000) | 5136.0000 | Direct |
Footnotes
F1: Shares withheld to cover applicable taxes in connection with the option exercised.
F2: Shares swapped to pay for the option exercised.
F3: Withholding of shares of Common Stock under the S&P Global 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
F4: The restricted stock units will vest on December 31, 2017.
F5: The restricted stock units will vest on December 31, 2018.
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