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S&P Global Inc. Director's Dealing 2016

Nov 28, 2016

29804_dirs_2016-11-28_b3a58f6c-5658-4f47-bc43-b18914357883.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2016-11-23

Reporting Person: Matturri Alexander JR (CEO, S&P Dow Jones Indices)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-23 Common Stock M 3761.0000 $36.9100 Acquired 15443.0000 Direct
2016-11-23 Common Stock M 1729.0000 $67.1900 Acquired 17172.0000 Direct
2016-11-23 Common Stock J 13.1100 $0.0000 Acquired 17185.1100 Direct
2016-11-23 Common Stock F 3554.0000 $120.0000 Disposed 13631.1100 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-23 Options (Right to Buy) $36.9100 M 3761.0000 Disposed 2018-03-31 Common Stock (3761.0000) Direct
2016-11-23 Options (Right to Buy) $67.1900 M 1729.0000 Disposed 2017-05-31 Common Stock (1729.0000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options (Right to Buy) $21.9500 2019-03-31 Common Stock (5372.0000) 5372.0000 Direct
Options (Right to Buy) $24.2300 2019-09-30 Common Stock (2014.0000) 2014.0000 Direct
Options (Right to Buy) $33.9800 2020-03-31 Common Stock (5104.0000) 5104.0000 Direct
Options (Right to Buy) $37.4100 2021-03-31 Common Stock (5560.0000) 5560.0000 Direct
Restricted Stock Units $0.0000 2017-12-31 Common Stock (810.0000) 810.0000 Direct
Restricted Stock Units $0.0000 2018-12-31 Common Stock (967.0000) 967.0000 Direct

Footnotes

F1: Shares acquired under SPGI Stock Fund.

F2: Includes shares acquired under SPGI Stock Fund.

F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.