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Sow Good Inc. Director's Dealing 2021

Jan 6, 2021

35248_dirs_2021-01-06_6171172a-4574-4b0c-832d-9b67a06f5bbf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Black Ridge Oil & Gas, Inc. (ANFC)
CIK: 0001490161
Period of Report: 2021-01-04

Reporting Person: Goldfarb Ira (Director, Executive Chairman(1), 10% Owner)
Reporting Person: Goldfarb Claudia (Director, Chief Executive Officer (2), 10% Owner)
Reporting Person: S-FDF, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-04 Common Stock A 18133 Acquired 22540 Direct
2021-01-04 Common Stock A 16623 Acquired 18724 Direct
2021-01-04 Common Stock A 500973 Acquired 1620973 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-04 Incentive Stock Options (right to buy) $3.70 A 75000 Acquired 2031-01-04 Common Stock (75000) Direct
2021-01-04 Incentive Stock Options (right to buy) $3.70 A 75000 Acquired 2031-01-04 Common Stock (75000) Direct

Footnotes

F1: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F2: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. She is also the spouse of Mr. Goldfarb and, by virtue of her indirect ownership in S-FDF, LLC, a 10% owner in the Issuer.

F3: The Incentive Stock Options vest in three (3) installments, beginning on January 4, 2022 and continuing on the next two (2) anniversaries thereof, until the options are fully vested.

F4: Issued to Mr. Goldfarb in his individual capacity.

F5: Issued to Mrs. Goldfarb in her individual capacity.

F6: Excluding indirect ownership of shares held by S-FDF, LLC.

F7: The shares were acquired by S-FDF, LLC as consideration under an Asset Purchase Agreement between S-FDF, LLC and the Issuer. Mr. and Mrs. Goldfarb share indirect beneficial ownership of the Issuer's shares held by S-FDF, LLC.

F8: Excluding shares individually by Mr. and Mrs. Goldfarb in their individual capacities.