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Sow Good Inc. — Director's Dealing 2021
Mar 10, 2021
35248_dirs_2021-03-10_7a48e4b2-263e-4d33-83cb-2944053cedc4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sow Good Inc. (SOWG)
CIK: 0001490161
Period of Report: 2021-03-08
Reporting Person: Goldfarb Claudia (Director, Chief Executive Officer(1), 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Common Stock | A | 5541 | — | Acquired | 1650779 | Direct |
Footnotes
F1: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.
F2: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.
F3: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest.