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Sow Good Inc. — Director's Dealing 2021
Jun 7, 2021
35248_dirs_2021-06-07_ac0ba5e8-50b2-4488-94e3-d63056c10a9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sow Good Inc. (SOWG)
CIK: 0001490161
Period of Report: 2021-04-06
Reporting Person: Goldfarb Ira (Director, Executive Chairman(1), 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-06 | COMMON STOCK | A | 6044 | — | Acquired | 1661645 | Direct |
| 2021-05-05 | COMMON STOCK | A | 6044 | — | Acquired | 1667689 | Direct |
| 2021-06-03 | COMMON STOCK | A | 6044 | — | Acquired | 1673733 | Direct |
Footnotes
F1: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.
F2: The securities triggering reporting under this Form 4 were issued to Mr. Goldfarb in his individual capacity.
F3: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest.