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Sow Good Inc. — Director's Dealing 2021
Dec 10, 2021
35248_dirs_2021-12-10_b4327f2c-3159-4b71-9e9d-2c92587dec2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sow Good Inc. (SOWG)
CIK: 0001490161
Period of Report: 2021-12-09
Reporting Person: Goldfarb Ira (Director, Executive Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-09 | COMMON STOCK | A | 6044 | — | Acquired | 1775889 | Direct |
Footnotes
F1: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.
F2: The securities triggering reporting under this Form 4 were issued to Mr. Goldfarb in his individual capacity.
F3: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.