Sow Good Inc. — Director's Dealing 2020

Oct 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Black Ridge Oil & Gas, Inc. (ANFC)
CIK: 0001490161
Period of Report: 2020-10-01

Reporting Person: Goldfarb Ira (Director, Executive Chairman(1), 10% Owner)
Reporting Person: Goldfarb Claudia (Director, Chief Executive Officer (2), 10% Owner)
Reporting Person: S-FDF, LLC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-01	Common Stock	A	1120000	—	Acquired	1120000	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-02	Incentive Stock Options (right to buy)	$6.00	A	50000	Acquired	2030-10-20	Common Stock (50000)	Direct
2020-10-02	Incentive Stock Options (right to buy)	$6.00	A	50000	Acquired	2030-10-20	Common Stock (50000)	Direct

Footnotes

F1: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F2: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. She is also the spouse of Mr. Goldfarb and, by virtue of her indirect ownership in S-FDF, LLC, a 10% owner in the Issuer.

F3: The shares were acquired by S-FDF, LLC as consideration under an Asset Purchase Agreement between S-FDF, LLC and the Issuer. Mr. and Mrs. Goldfarb share indirect beneficial ownership of the Issuer's shares held by S-FDF, LLC.

F4: Excluding shares individually by Mr. and Mrs. Goldfarb in their individual capacities.

F5: The Incentive Stock Options vest in three (3) installments, with 60% of options vesting three (3) years from the grant date, and continuing in even 20% portions on the next two (2) anniversaries thereof, until the options are fully vested.

F6: Issued to Mr. Goldfarb in his individual capacity.

F7: Issued to Mrs. Goldfarb in her individual capacity.