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Sow Good Inc. — Director's Dealing 2020
Dec 31, 2020
35248_dirs_2020-12-30_25062008-0c29-4cff-b196-0ae5355df0a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Black Ridge Oil & Gas, Inc. (ANFC)
CIK: 0001490161
Period of Report: 2020-12-28
Reporting Person: Goldfarb Ira (Director, Executive Chairman (1), 10% Owner)
Reporting Person: Goldfarb Claudia (Director, Chief Executive Officer (2), 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-28 | Incentive Stock Options (right to buy) | $4 | A | 16500 | Acquired | 2030-12-28 | Common Stock (16500) | Direct |
| 2020-12-28 | Incentive Stock Options (right to buy) | $4 | A | 16500 | Acquired | 2030-12-28 | Common Stock (16500) | Direct |
Footnotes
F1: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the
shares held by S-FDF, LLC, a 10% owner of the Issuer.
F2: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. She is also the spouse of Mr. Goldfarb and, by virtue of her indirect ownership in S-FDF, LLC,
a 10% owner in the Issuer.
F3: The Incentive Stock Options vest in three (3) installments, with 60% of options vesting three (3) years from the grant date, and continuing in even 20% portions on the next two
(2) anniversaries thereof, until the options are fully vested.
F4: Issued to Mr. Goldfarb in his individual capacity.
F5: Issued to Mrs. Goldfarb in her individual capacity.