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Sow Good Inc. Director's Dealing 2019

Sep 18, 2019

35248_dirs_2019-09-18_93040667-e9b5-469a-8ec5-30c0a0480f08.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Allied Esports Entertainment, Inc. (AESE)
CIK: 0001708341
Period of Report: 2017-12-31

Reporting Person: DeCubellis Kenneth (Director, Chief Financial Officer, 10% Owner)
Reporting Person: Black Ridge Oil & Gas, Inc. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-18 Common Stock J 45000 $10.00 Acquired 3895000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-10-18 Warrants to Purchase Common Stock $11.50 J 45000 Acquired 2022-10-18 Common Stock (45000) Direct
2017-10-18 Right to purchase common stock $ J 4500 Acquired 2019-08-19 Common Stock (4500) Indirect

Footnotes

F1: Mr. DeCubellis as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest.

F2: The reporting person purchased 45,000 private placement units, including 45,000 shares and certain rights and warrants, at a price of $10.00 per unit.