AI assistant
Sending…
Sow Good Inc. — Director's Dealing 2019
Sep 18, 2019
35248_dirs_2019-09-18_93040667-e9b5-469a-8ec5-30c0a0480f08.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Allied Esports Entertainment, Inc. (AESE)
CIK: 0001708341
Period of Report: 2017-12-31
Reporting Person: DeCubellis Kenneth (Director, Chief Financial Officer, 10% Owner)
Reporting Person: Black Ridge Oil & Gas, Inc. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-18 | Common Stock | J | 45000 | $10.00 | Acquired | 3895000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-18 | Warrants to Purchase Common Stock | $11.50 | J | 45000 | Acquired | 2022-10-18 | Common Stock (45000) | Direct |
| 2017-10-18 | Right to purchase common stock | $ | J | 4500 | Acquired | 2019-08-19 | Common Stock (4500) | Indirect |
Footnotes
F1: Mr. DeCubellis as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest.
F2: The reporting person purchased 45,000 private placement units, including 45,000 shares and certain rights and warrants, at a price of $10.00 per unit.
More from Sow Good Inc.
Interim / Quarterly Report
2026
May 20
Regulatory Filings
2026
May 11
Regulatory Filings
2026
May 5
Regulatory Filings
2026
Apr 22
Regulatory Filings
2026
Apr 21
Regulatory Filings
2026
Apr 11
Regulatory Filings
2026
Apr 11
Regulatory Filings
2026
Mar 31
Annual Report
2026
Mar 31
Regulatory Filings
2026
Mar 30