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Sow Good Inc. Director's Dealing 2011

Jul 19, 2011

35248_dirs_2011-07-19_caff0600-0dd9-4019-abce-527f1a090ca3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ante5, Inc. (ANFC.PK)
CIK: 0001490161
Period of Report: 2011-05-02

Reporting Person: GOLDFARB MORRIS (N/A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-05-02 Common Stock Warrant (right to buy) $0.95 J 75000 Acquired 2016-05-02 Common Stock (75000) Direct

Footnotes

F1: These warrants were granted to the reporting person as partial consideration for his role as a lender to the Issuer in connection with the closing of the Issuer?s Credit Agreement on May 2, 2011, pursuant to which the Issuer issued similar warrants to all such lenders. In the event the reporting person defaults under the Credit Agreement prior to the earlier to occur of (i) May 2, 2012, or (ii) the date the reporting person has made advances in an amount greater than fifty percent (50%) of his commitment amount, the Issuer is entitled to cancel all of the reporting person?s then-outstanding warrants and shares of common stock issued or issuable upon the exercise of the warrants.