AI assistant
Sow Good Inc. — Director's Dealing 2011
Jul 19, 2011
35248_dirs_2011-07-19_caff0600-0dd9-4019-abce-527f1a090ca3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ante5, Inc. (ANFC.PK)
CIK: 0001490161
Period of Report: 2011-05-02
Reporting Person: GOLDFARB MORRIS (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-02 | Common Stock Warrant (right to buy) | $0.95 | J | 75000 | Acquired | 2016-05-02 | Common Stock (75000) | Direct |
Footnotes
F1: These warrants were granted to the reporting person as partial consideration for his role as a lender to the Issuer in connection with the closing of the Issuer?s Credit Agreement on May 2, 2011, pursuant to which the Issuer issued similar warrants to all such lenders. In the event the reporting person defaults under the Credit Agreement prior to the earlier to occur of (i) May 2, 2012, or (ii) the date the reporting person has made advances in an amount greater than fifty percent (50%) of his commitment amount, the Issuer is entitled to cancel all of the reporting person?s then-outstanding warrants and shares of common stock issued or issuable upon the exercise of the warrants.