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SOUTHWEST AIRLINES CO — Director's Dealing 2005
Nov 22, 2005
30348_dirs_2005-11-21_25d732a8-0a54-45db-bbea-6e432fc61a8b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SOUTHWEST AIRLINES CO (LUV)
CIK: 0000092380
Period of Report: 2005-11-17
Reporting Person: Van de Ven Michael G (EVP- Aircraft Operations)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1469.5679 | Indirect |
| Common Stock | 15008 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Transaction | $7.87 | 2008-01-23 | Common Stock (5918) | Direct | |
| Transaction | $11.72 | 2009-01-22 | Common Stock (3945) | Direct | |
| Transaction | $10.35 | 2010-01-19 | Common Stock (2630) | Direct | |
| Transaction | $10.35 | 2010-01-19 | Common Stock (29625) | Direct | |
| Transaction | $10.35 | 2010-01-19 | Common Stock (1515) | Direct | |
| Transaction | $22.80 | 2010-12-31 | Common Stock (75) | Direct | |
| Transaction | $21.30 | 2011-02-15 | Common Stock (4000) | Direct | |
| Transaction | $17.11 | 2011-06-19 | Common Stock (5600) | Direct | |
| Transaction | $17.11 | 2011-06-19 | Common Stock (900) | Direct | |
| Transaction | $18.73 | 2012-01-01 | Common Stock (1942) | Direct | |
| Transaction | $17.78 | 2012-01-18 | Common Stock (2933) | Direct | |
| Transaction | $17.78 | 2012-01-18 | Common Stock (1467) | Direct | |
| Transaction | $14.03 | 2013-01-02 | Common Stock (75) | Direct | |
| Transaction | $13.19 | 2013-01-23 | Common Stock (1914) | Direct | |
| Transaction | $13.19 | 2013-01-23 | Common Stock (3286) | Direct | |
| Transaction | $15.91 | 2014-01-05 | Common Stock (750) | Direct | |
| Transaction | $15.51 | 2014-01-23 | Common Stock (3400) | Direct | |
| Transaction | $15.51 | 2014-01-23 | Common Stock (3200) | Direct | |
| Transaction | $14.75 | 2014-09-01 | Common Stock (233) | Direct | |
| Transaction | $14.75 | 2014-09-01 | Common Stock (2807) | Direct | |
| Transaction | $14.25 | 2015-01-20 | Common Stock (3335) | Direct | |
| Transaction | $14.25 | 2015-01-20 | Common Stock (4255) | Direct | |
| Transaction | $14.25 | 2015-01-20 | Common Stock (750) | Direct | |
| Transaction | $16.18 | 2015-11-17 | Common Stock (349) | Direct | |
| Transaction | $16.18 | 2015-11-17 | Common Stock (3151) | Direct |
Footnotes
F1: These shares were acquired pursuant to Southwest Airlines Co. ProfitSharing Plan in a transaction exempt from Rule 16(a)-3(f)(1)(B). The information reported herein is based on a plan statement dated as of 11/13/2004.
F2: Options granted from 1996 ISO Plan.
F3: Options are exercisable as follows: 11,420 on 1/19/2000; 3,832 on 1/19/2006; 4,311 on 1/19/2007; 4,791 on 1/19/2008; and 5,271 on 1/19/2009.
F4: Options granted from 1996 NQ Plan.
F5: Options are exercisable as follows: 1,100 on 6/19/2002; 700 on 6/19/2006; 800 on 6/19/2007; 1,000 on 6/19/2009; and 1,100 on 6/19/2010.
F6: Options are exercisable as follows: 1,000 1/23/2004; and 2,300 exercisable on 1/23/2006.
F7: Options are exercisable as follows: 187 on 9/1/2006; 234 on 9/1/2007;' 281 on 9/1/2008; 327 on 9/1/2009; 374 on 9/1/2010; 421 on 9/1/2011; 468 on 9/1/2012; and 515 on 9/1/2013.
F8: Options are exercisable as follows: 805 on 1/20/2006 and 2,530 on 1/20/2007.
F9: Options are exercisable as follows: 2,530 on 1/20/2006 and 1,725 on 1/20/2006.
F10: Options are exercisable as follows: 107 on 11/17/2005: 162 on 11/17/2006; and 80 on 11/17/2007. 1/20/2005 and 1,725 on 1/20/2006.
F11: Options are exercisable as follows: 135 on 11/17/2007; 269 on 11/17/2008; 323 on 11/17/2009; 377 on 11/17/2010; 432 on 11/17/2011; 485 on 11/17/2012; 538 on 11/17/2013; and 693 on 11/17/2014.