SOUTHERN MISSOURI BANCORP, INC. — Director's Dealing 2020

Feb 21, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SOUTHERN MISSOURI BANCORP, INC. (SMBC)
CIK: 0000916907
Period of Report: 2020-02-18

Reporting Person: Windes Richard (Chief Lending Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-18	Common Stock	A	600	—	Acquired	1200	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-18	Stock Option (Right to buy)	$37.40	A	2000	Acquired	2030-02-18	Common Stock (2000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	160.11	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$34.35	2029-01-04	Common Stock (2000)	2000	Direct

Footnotes

F1: The shares are scheduled to vest over a five-year period beginning February 9, 2021, with up to 20% of the shares vesting on that date and on each of the next four anniversaries of that date based on the extent to which the Company's annualized return on average assets over the 12 calendar quarters ending immediately prior to the applicable vesting date exceeds a threshold level.

F2: Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.

F3: The options become exercisable in 20% installments over a five-year period with the fisrt installment vesting on 1/04/2020. Each remaining installment vests annually thereafter.

F4: The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter.