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SOUTHERN HEMISPHERE MINING LIMITED — Major Shareholding Notification 2011
Sep 6, 2011
65877_rns_2011-09-06_526ff2b7-0bbd-4b2b-ab3c-7f7eab57ac4e.pdf
Major Shareholding Notification
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Facsimile from Genesis Investment Management, LLP 21 Knightsbridge, London SWIX 7LY Telephone: +44 (0) 20-7201-7200 Facsimile: +44 (0) 20-7201-7405 www.giml.co.uk
| TO: | DATE: | 2011 | September | ||
|---|---|---|---|---|---|
| ATTENTION: | The Australian Stock Exchange The Company Announcements Office TOTAL NO. OF PAGES: 0061 2 9778 0999 (including cover) 4 If you have not received all the pages including the cover page or if any of them are illegible please inform us as soon as possible by This message is intended only for the use of the individual or entity to which it is addressed and contains information that is privileged and confidential. If the reader of this message is not the intended recipient or the employee or agent responsible for delivering the message to the intended recipient, you are hereby notified that any dissemination, distribution or copying of this commonication is |
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| FAX NUMBER: | FROM: | Carl Spavin. | |||
| facsimile. | |||||
| strictly prohibited. If you received this communication in error, please notify the sender immediately by telephone and return the original to us at the above address at our cost. |
Please find our filing for:
Southern Hemisphere Mining
The originals are in the post.
Should you have any questions please contact me on the below.
With Kind regards,
Carl Spavin Compliance Analyst Genesis Investment Management, LLP 21 Knightsbridge, London, SW1X 7LY. Tel: 020 7201 7315 Fax: 020 7201 7405 Email: [email protected]
$\overline{a}$
603 page 1/2 15 July 2001
| Form 603 Corporations Act 2001 Section 671B |
|
|---|---|
| Notice of initial substantial holder | |
| [o], Company Namo/Scheme | Southern Hemisphere Mining. |
| ACN/ARSN | 784 494 l 470. |
| 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) |
Genesic Asset Managers, LLP. |
| The holder became a substantial holder on | 6911 |
| 2. Details of voting power | The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial bolder became a substantial bolder are as follows: |
| Class of securities (4) | Number of securities $\cdot$ . |
$\cdots$ Person's votes (5) |
Voting power (6) |
|---|---|---|---|
| ω. | ⊸∽∽ | ||
| $ - -$ . |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had In the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant Interest. | Nature of relevant interest (7) | Class and number of securities. |
|---|---|---|
| Genesis Asset Managers, U.R. Long Fermanssive. | $C_{\text{C}}$ dinan - 7728 0741 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of socurities |
|---|---|---|---|
| -------- | 11.53 | ||
6. Consideration
The consideration paid for each relevant interest referred to In paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Data of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| . . |
-------- |
$\sim$
603 page 2/2 15 July 2001
| The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: | ||
|---|---|---|
| Name and ACN/ARSN (If applicable) | Nature of association | |
| NIA | A)/A. | |
| 7. Addresses The addresses of persons named in this form are as follows: |
||
| Name | Address | |
| Genesis Asset Managers, UP. Heritage Hall, Le Marchant Street st. Refer Port, Guernsey, GYI 4 |
||
| Signature | ||
| print name | capacity Compliance Analyst. acl Spavin |
|
| cign horo | 9/11. | |
| DIRECTIONS | ||
| (1) | form. | If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and moster of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are ossentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the |
| ⑵ | See the definition of "associate" in section 9 of the Corporations Act 2001. | |
| (3) | See the definition of "relevant interest" In sections 608 and 671B(7) of the Corporations Act 2001. | |
| 荷 | This vading shares of a company conselecto one class entess divided late separate classes. | |
| (5) | interest in. | The total number of votes attached to all the voting aheres in the company or voting interests in the scheme (if any) that the porson or an associate has a relevant |
| (6) | The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. | |
| (7) | Include details of: | |
| (a) | any relevant agreement or other circumstances by which the relevant interest was acquired. If subsoction 671B(4) applies, a copy of any document setting out the terms of any relevant agrooment, and a statement by the person giving [ull and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and |
|
| $\left(!! \mu!! \right)$ | any qualification of the power of a porson to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). |
|
| See the definition of "relavant agreement" in section 9 of the Corporations Act 2001. |
If the substantial holder is unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write "unknown".
$\left( 8\right)$
$\sim$ $\sim$ $\sim$
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become
entitled to receive in relation to that acquisition. Details m $(9)$
- |
|---|
| , 最近不要要改革, 不可以不行, 人类的不可不可以或不要的的问题, 而时间的问题, 可以可以说明, 但是我们的话, 我们的 是不可能, 我们的是不可能, 我们 |
| Example: 2014 Authorized Securities | Ordinary shares 7,728,074 | Ordinary shares 7,728,074 | ||
|---|---|---|---|---|
| Evant interest! Holder of relevant interes Jection 31 |
faragers, LLP has been appot ted investment manager for various instutional investors and in frat capacity can exercise power to vote or dispose of such shares Ceresis Asset I Genesis Asset Managers, LLP |
_________ İ |
Holder of Securities, Al Person antitled to be registered as folder. I folassiand number of Secur Ĵ |
HSBC Custody Nominees (Australia) imited Genesis Asset Managers, LLP |
| ξđ |
| Class and mimber of securities. | 1,784,752 | 107,000 | 143,000 | 6,811 | 2,065,248 | 243,189 | 250,000 | 175,000 | 50,792 | 80,678 | 169,322 | 250,000 | 176,470 | 70,000 | 180,000 | 390,000 | 65,000 | 16,000 | 55,000 | 100,000 | 70,000 | 30,084 | 694,916 | 30,000 | 142,296 | 102.516 | 100,000 | 150,000 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Consideration Cash AUD loof Acquistion ē 不正に にっぽう |
749,595.84 28/10/2010 |
53,633.75 03/11/2010 |
71,878.75 04/11/2010 |
3,414.01 08/11/2010 |
867,404.16 22/11/2010 |
120,923.29 30/11/2010 |
124,660.88 01/12/2010 |
87,718.75 01027210 01027210 |
25,459.49 | 40,439.85 13/12/2010 |
184,872.65 124,936.56 14/12/2010 |
15/12/2010 | 86,686.48 17/12/2010 |
34,385.75 06/01/2011 |
88,420.50 07/01/2011 |
172,029.00 23/03/2011 |
26,065.00 10/05/2011 |
16,601.40 23/05/2011 |
19,849.50 31/05/2011 |
36,090.00 01/06/2011 |
25,059.49 02/06/2011 |
$\frac{10,353,66}{2}$ 03/06/2011 |
243,828.65 06/06/2011 |
7,669.13 18/02/2011 |
48,501.59 08/08/2011 |
33,637.37 09/08/2011 |
34,085.00 10/08/2011 |
51,127.50 06/09/2011 |
| ij Sections: Holderof Relevant the rest class |
Genesis Asset Managers, LLP |
$\hat{a}$ Date
Date
Sign_