Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SOUTHERN CROSS ELECTRICAL ENGINEERING LTD Major Shareholding Notification 2021

Feb 8, 2021

65884_rns_2021-02-08_06f5d221-0e16-4213-a02c-11875e5cd097.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To: Company Name/Scheme: Southern Cross Electrical Engineering Ltd Southern Cross Electrical Engineering Ltd
ACN/ARSN 009 307 046
1. Details of substantial holder Mitsubishi UFJ Financial Group, Inc.
Name
There was a change in the interests of the 4/02/2021
substantial holder on
The previous notice was given to the company on 9/08/2019
The previous notice was dated 8/08/2019
The holder became aware on 8/02/2021
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the
company or scheme are as follows:

company or scheme are as follows:
Class of securities Previous notice Present notice
Person’s votes Voting power(%) Person’s votes Voting power(%)
FullyPaid ordinaryshares 19,770,442 8.45 23,528,704 9.49

3. Changes in relevant interest

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:


as follows:
Date of
change
Person whose
relevant interest
changed
Nature of change Consideration given in
relation to change
Class and number
of securities
affected
Person's votes
affected
See annexure A to this notice
4.Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant
interest
Registered holder
of securities
Person entitled to be
registered as holder
Nature of relevant
interest
Class and number
of securities
Person's votes
Mitsubishi UFJ Financial
Group, Inc.
Citicorp Nominees Pty
Limited (Australia)
Not Applicable. Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc.
has voting power of 100% in First
Sentier Investors Holdings Pty Limited.
22,965,743 Fully paid
ordinary shares
22,965,743
Mitsubishi UFJ Financial
Group, Inc.
Morgan Stanley Australia
Securities (Nominee) Pty
Limited
Not Applicable. Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
562,961 Fully paid
ordinary shares
562,961

5. Changes in association The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
Not Applicable. Not Applicable.
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
Mitsubishi UFJ Financial Group,Inc. 2-7-1,Marunouchi,Chiyoda-ku,Tokyo 100-8330,Japan

Signature

==> picture [138 x 34] intentionally omitted <==

Dated 9 February 2021

==> picture [36 x 9] intentionally omitted <==

==> picture [43 x 5] intentionally omitted <==

----- Start of picture text -----

Authorised signatory
----- End of picture text -----

Page 1

Annexure A

This is annexure A of 5 pages referred to in Form 604, Notice of change of interest of substantial holder dated 9 February 2021

==> picture [110 x 27] intentionally omitted <==

==> picture [54 x 12] intentionally omitted <==

Authorised signatory Dated 9 February 2021

Date of change Person whose relevant interest
changed
Nature of change Consideration given in
relation to change
Class and number of
securities affected
Person's
votes
affected
28/08/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
683.76 1,221 Ordinary Shares 1,221
29/08/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1,752.00 3,200 Ordinary Shares 3,200
30/08/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
4,012.50 7,500 Ordinary Shares 7,500
3/09/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by First
Sentier Investors Holdings Pty
Limited
237,350.00 470,000 Ordinary shares 470,000
3/09/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
881.82 1,633 Ordinary Shares 1,633
4/09/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1,008.00 1,800 Ordinary Shares 1,800
5/09/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
945.72 1,704 Ordinary Shares 1,704
9/09/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
891.49 1,511 Ordinary Shares 1,511
10/09/2019 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
5,600.00 10,000 Ordinary Shares 10,000
11/09/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
692.40 1,154 Ordinary Shares 1,154
12/09/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
941.40 1,569 Ordinary Shares 1,569
16/09/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
961.88 1,539 Ordinary Shares 1,539
20/09/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by First
Sentier Investors Holdings Pty
Limited
590,000.00 1,000,000 Ordinary shares 1,000,000
20/09/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
229,245.65 387,970 Ordinary Shares 387,970
23/09/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
904.48 1,495 Ordinary Shares 1,495
25/09/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
723.06 1,236 Ordinary Shares 1,236
26/09/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
668.74 1,153 Ordinary Shares 1,153
27/09/2019 Mitsubishi UFJ Financial Group,
Inc.
Collateral Received by an
entity controlled by Morgan
Stanley
N/A 214,985 Ordinary Shares 214,985
30/09/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
815.35 1,418 Ordinary Shares 1,418
3/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
95.12 164 Ordinary Shares 164
3/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
573.48 972 Ordinary Shares 972
4/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
593.92 1,024 Ordinary Shares 1,024
7/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
493.05 865 Ordinary Shares 865
8/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
467.48 806 Ordinary Shares 806

Page 2

10/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
257.07 451 Ordinary Shares 451
11/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
239.20 416 Ordinary Shares 416
14/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
213.75 375 Ordinary Shares 375
31/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Collateral Returned by an
entity controlled by Morgan
Stanley
N/A 2,675 Ordinary Shares 2,675
8/11/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
267.68 478 Ordinary Shares 478
18/11/2019 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
332.62 581 Ordinary Shares 581
18/11/2019 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1,898.67 3,331 Ordinary Shares 3,331
19/11/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
225.97 383 Ordinary Shares 383
19/11/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
512.30 861 Ordinary Shares 861
25/11/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
206.64 369 Ordinary Shares 369
26/11/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
278.73 489 Ordinary Shares 489
27/11/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
68.88 123 Ordinary Shares 123
27/11/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
208.51 374 Ordinary Shares 374
28/11/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
268.24 479 Ordinary Shares 479
29/11/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
794.64 1,419 Ordinary Shares 1,419
5/12/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
656.15 1,193 Ordinary Shares 1,193
6/12/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
59.39 111 Ordinary Shares 111
6/12/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
186.39 342 Ordinary Shares 342
13/12/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
487.29 878 Ordinary Shares 878
2/01/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
338.07 573 Ordinary Shares 573
3/01/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
341.61 579 Ordinary Shares 579
13/01/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
508.08 876 Ordinary Shares 876
14/01/2020 Mitsubishi UFJ Financial Group,
Inc.
Collateral Returned by an
entity controlled by Morgan
Stanley
N/A 79,082 Ordinary Shares 79,082
30/01/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
415.00 664 Ordinary Shares 664
31/01/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
376.25 602 Ordinary Shares 602
3/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
75.64 124 Ordinary Shares 124
3/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
335.17 554 Ordinary Shares 554
3/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
988.31 1,607 Ordinary Shares 1,607
4/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
450.42 757 Ordinary Shares 757
4/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
20.00 32 Ordinary Shares 32
5/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
619.76 976 Ordinary Shares 976
6/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
715.31 1,109 Ordinary Shares 1,109

Page 3

7/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
704.34 1,118 Ordinary Shares 1,118
10/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by First
Sentier Investors Holdings Pty
Limited
62,750.00 100,000 Ordinary shares 100,000
10/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
771.88 1,235 Ordinary Shares 1,235
10/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
2,131.08 3,304 Ordinary Shares 3,304
11/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
664.20 1,080 Ordinary Shares 1,080
11/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
404.86 653 Ordinary Shares 653
13/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
722.63 1,175 Ordinary Shares 1,175
14/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
640.82 1,077 Ordinary Shares 1,077
17/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
3.60 6 Ordinary Shares 6
17/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
765.93 1,266 Ordinary Shares 1,266
18/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
2,037.60 3,396 Ordinary Shares 3,396
18/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1,311.98 2,205 Ordinary Shares 2,205
19/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
170.43 276 Ordinary Shares 276
19/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
864.28 1,394 Ordinary Shares 1,394
20/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
805.65 1,310 Ordinary Shares 1,310
20/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1,190.40 1,920 Ordinary Shares 1,920
21/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
347.20 560 Ordinary Shares 560
21/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
383.13 613 Ordinary Shares 613
24/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
272.18 439 Ordinary Shares 439
24/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
511.25 818 Ordinary Shares 818
25/02/2020 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
748.96 1,208 Ordinary Shares 1,208
2/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
303.45 595 Ordinary Shares 595
5/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1,678.27 3,212 Ordinary Shares 3,212
6/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
2,793.28 5,504 Ordinary Shares 5,504
9/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by First
Sentier Investors Holdings Pty
Limited
37,336.00 80,000 Ordinary shares 80,000
9/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
326.41 673 Ordinary Shares 673
9/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1,487.70 3,132 Ordinary Shares 3,132
10/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by First
Sentier Investors Holdings Pty
Limited
9,300.00 20,000 Ordinary shares 20,000
11/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Collateral Returned by an
entity controlled by Morgan
Stanley
N/A 13,112 Ordinary Shares 13,112
11/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
18,162.93 40,236 Ordinary Shares 40,236
13/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
20,843.32 41,645 Ordinary Shares 41,645

Page 4

16/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
3,967.79 8,181 Ordinary Shares 8,181
18/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1,394.19 3,133 Ordinary Shares 3,133
19/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Collateral Received by an
entity controlled by Morgan
Stanley
N/A 661 Ordinary Shares 661
19/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
304.00 661 Ordinary Shares 661
20/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
666.00 1,480 Ordinary Shares 1,480
23/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
337.99 926 Ordinary Shares 926
23/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
724.46 1,958 Ordinary Shares 1,958
24/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1,272.76 3,487 Ordinary Shares 3,487
25/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1,352.40 3,381 Ordinary Shares 3,381
25/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1,095.00 3,000 Ordinary Shares 3,000
30/03/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1,033.62 2,461 Ordinary Shares 2,461
7/04/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
614.29 1,307 Ordinary Shares 1,307
14/04/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
350.52 762 Ordinary Shares 762
16/04/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
785.75 1,838 Ordinary Shares 1,838
17/04/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
949.44 2,208 Ordinary Shares 2,208
20/04/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
817.95 1,995 Ordinary Shares 1,995
21/04/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
906.80 2,267 Ordinary Shares 2,267
23/04/2020 Mitsubishi UFJ Financial Group,
Inc.
Collateral Returned by an
entity controlled by Morgan
Stanley
N/A 120,536 Ordinary Shares 120,536
23/04/2020 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
121,926.86 305,428 Ordinary Shares 305,428
27/04/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
571.13 1,393 Ordinary Shares 1,393
29/04/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
561.96 1,338 Ordinary Shares 1,338
30/04/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
513.04 1,166 Ordinary Shares 1,166
7/05/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
677.25 1,575 Ordinary Shares 1,575
11/05/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
570.05 1,281 Ordinary Shares 1,281
12/05/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
649.35 1,443 Ordinary Shares 1,443
14/05/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
763.18 1,715 Ordinary Shares 1,715
19/05/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
779.24 1,771 Ordinary Shares 1,771
20/05/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1,321.12 2,872 Ordinary Shares 2,872
19/06/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
684.22 1,582 Ordinary Shares 1,582
23/06/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
797.73 1,877 Ordinary Shares 1,877
26/06/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
738.65 1,738 Ordinary Shares 1,738
30/06/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
795.52 1,808 Ordinary Shares 1,808

Page 5

1/07/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
2,137.52 4,858 Ordinary Shares 4,858
2/07/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
866.36 1,969 Ordinary Shares 1,969
6/07/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
973.28 2,212 Ordinary Shares 2,212
7/07/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
2,626.97 6,039 Ordinary Shares 6,039
16/07/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
889.56 2,118 Ordinary Shares 2,118
27/07/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
961.38 2,289 Ordinary Shares 2,289
30/07/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
2,856.00 6,720 Ordinary Shares 6,720
5/08/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1,626.06 3,966 Ordinary Shares 3,966
6/08/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1,830.57 4,411 Ordinary Shares 4,411
10/08/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
2,123.11 5,479 Ordinary Shares 5,479
1/09/2020 Mitsubishi UFJ Financial Group,
Inc.
Collateral Returned by an
entity controlled by Morgan
Stanley
N/A 241 Ordinary Shares 241
18/11/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by First
Sentier Investors Holdings Pty
Limited
256,750.00 500,000 Ordinary shares 500,000
19/11/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by First
Sentier Investors Holdings Pty
Limited
252,500.00 500,000 Ordinary shares 500,000
21/12/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
7,325.89 13,442 Ordinary Shares 13,442
22/12/2020 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
4,930.74 9,131 Ordinary Shares 9,131
30/12/2020 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
4,378.18 7,749 Ordinary Shares 7,749
25/01/2021 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1,282.82 2,156 Ordinary Shares 2,156
3/02/2021 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by First
Sentier Investors Holdings Pty
Limited
364,302.62 201,671 Ordinary shares 201,671
3/02/2021 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
598.80 998 Ordinary Shares 998
4/02/2021 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an
entity controlled by First
Sentier Investors Holdings Pty
Limited
1,320,877.26 728,189 Ordinary shares 728,189
4/02/2021 Mitsubishi UFJ Financial Group,
Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1,249.90 2,155 Ordinary Shares 2,155

Page 6