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SOUTHERN CROSS ELECTRICAL ENGINEERING LTD — Major Shareholding Notification 2021
Feb 8, 2021
65884_rns_2021-02-08_06f5d221-0e16-4213-a02c-11875e5cd097.pdf
Major Shareholding Notification
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Form 604 Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To: Company Name/Scheme: | Southern Cross Electrical Engineering Ltd | Southern Cross Electrical Engineering Ltd |
|---|---|---|
| ACN/ARSN | 009 307 046 | |
| 1. Details of substantial holder | Mitsubishi UFJ Financial Group, Inc. | |
| Name | ||
| There was a change in the interests of the | 4/02/2021 | |
| substantial holder on | ||
| The previous notice was given to the company on | 9/08/2019 | |
| The previous notice was dated | 8/08/2019 | |
| The holder became aware on | 8/02/2021 | |
| 2. Previous and present voting power | ||
| The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or | ||
| an associate had a relevant interest in when last required, | and when now required, | to give a substantial holding notice to the |
| company or scheme are as follows: |
company or scheme are as follows: |
||||
|---|---|---|---|---|
| Class of securities | Previous notice | Present notice | ||
| Person’s votes | Voting power(%) | Person’s votes | Voting power(%) | |
| FullyPaid ordinaryshares | 19,770,442 | 8.45 | 23,528,704 | 9.49 |
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
as follows: |
|||||
|---|---|---|---|---|---|
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
| See annexure A to this notice | |||||
| 4.Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: |
|||||
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Nature of relevant interest |
Class and number of securities |
Person's votes |
| Mitsubishi UFJ Financial Group, Inc. |
Citicorp Nominees Pty Limited (Australia) |
Not Applicable. | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
22,965,743 Fully paid ordinary shares |
22,965,743 |
| Mitsubishi UFJ Financial Group, Inc. |
Morgan Stanley Australia Securities (Nominee) Pty Limited |
Not Applicable. | Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. |
562,961 Fully paid ordinary shares |
562,961 |
5. Changes in association The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Not Applicable. | Not Applicable. |
| 6. Addresses The addresses of persons named in this form are as follows: |
|
| Name | Address |
| Mitsubishi UFJ Financial Group,Inc. | 2-7-1,Marunouchi,Chiyoda-ku,Tokyo 100-8330,Japan |
Signature
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Dated 9 February 2021
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==> picture [43 x 5] intentionally omitted <==
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Authorised signatory
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Page 1
Annexure A
This is annexure A of 5 pages referred to in Form 604, Notice of change of interest of substantial holder dated 9 February 2021
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==> picture [54 x 12] intentionally omitted <==
Authorised signatory Dated 9 February 2021
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 28/08/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
683.76 | 1,221 Ordinary Shares | 1,221 |
| 29/08/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,752.00 | 3,200 Ordinary Shares | 3,200 |
| 30/08/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,012.50 | 7,500 Ordinary Shares | 7,500 |
| 3/09/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
237,350.00 | 470,000 Ordinary shares | 470,000 |
| 3/09/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
881.82 | 1,633 Ordinary Shares | 1,633 |
| 4/09/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,008.00 | 1,800 Ordinary Shares | 1,800 |
| 5/09/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
945.72 | 1,704 Ordinary Shares | 1,704 |
| 9/09/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
891.49 | 1,511 Ordinary Shares | 1,511 |
| 10/09/2019 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
5,600.00 | 10,000 Ordinary Shares | 10,000 |
| 11/09/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
692.40 | 1,154 Ordinary Shares | 1,154 |
| 12/09/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
941.40 | 1,569 Ordinary Shares | 1,569 |
| 16/09/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
961.88 | 1,539 Ordinary Shares | 1,539 |
| 20/09/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
590,000.00 | 1,000,000 Ordinary shares | 1,000,000 |
| 20/09/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
229,245.65 | 387,970 Ordinary Shares | 387,970 |
| 23/09/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
904.48 | 1,495 Ordinary Shares | 1,495 |
| 25/09/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
723.06 | 1,236 Ordinary Shares | 1,236 |
| 26/09/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
668.74 | 1,153 Ordinary Shares | 1,153 |
| 27/09/2019 | Mitsubishi UFJ Financial Group, Inc. |
Collateral Received by an entity controlled by Morgan Stanley |
N/A | 214,985 Ordinary Shares | 214,985 |
| 30/09/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
815.35 | 1,418 Ordinary Shares | 1,418 |
| 3/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
95.12 | 164 Ordinary Shares | 164 |
| 3/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
573.48 | 972 Ordinary Shares | 972 |
| 4/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
593.92 | 1,024 Ordinary Shares | 1,024 |
| 7/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
493.05 | 865 Ordinary Shares | 865 |
| 8/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
467.48 | 806 Ordinary Shares | 806 |
Page 2
| 10/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
257.07 | 451 Ordinary Shares | 451 |
|---|---|---|---|---|---|
| 11/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
239.20 | 416 Ordinary Shares | 416 |
| 14/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
213.75 | 375 Ordinary Shares | 375 |
| 31/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 2,675 Ordinary Shares | 2,675 |
| 8/11/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
267.68 | 478 Ordinary Shares | 478 |
| 18/11/2019 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
332.62 | 581 Ordinary Shares | 581 |
| 18/11/2019 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,898.67 | 3,331 Ordinary Shares | 3,331 |
| 19/11/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
225.97 | 383 Ordinary Shares | 383 |
| 19/11/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
512.30 | 861 Ordinary Shares | 861 |
| 25/11/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
206.64 | 369 Ordinary Shares | 369 |
| 26/11/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
278.73 | 489 Ordinary Shares | 489 |
| 27/11/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
68.88 | 123 Ordinary Shares | 123 |
| 27/11/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
208.51 | 374 Ordinary Shares | 374 |
| 28/11/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
268.24 | 479 Ordinary Shares | 479 |
| 29/11/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
794.64 | 1,419 Ordinary Shares | 1,419 |
| 5/12/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
656.15 | 1,193 Ordinary Shares | 1,193 |
| 6/12/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
59.39 | 111 Ordinary Shares | 111 |
| 6/12/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
186.39 | 342 Ordinary Shares | 342 |
| 13/12/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
487.29 | 878 Ordinary Shares | 878 |
| 2/01/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
338.07 | 573 Ordinary Shares | 573 |
| 3/01/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
341.61 | 579 Ordinary Shares | 579 |
| 13/01/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
508.08 | 876 Ordinary Shares | 876 |
| 14/01/2020 | Mitsubishi UFJ Financial Group, Inc. |
Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 79,082 Ordinary Shares | 79,082 |
| 30/01/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
415.00 | 664 Ordinary Shares | 664 |
| 31/01/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
376.25 | 602 Ordinary Shares | 602 |
| 3/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
75.64 | 124 Ordinary Shares | 124 |
| 3/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
335.17 | 554 Ordinary Shares | 554 |
| 3/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
988.31 | 1,607 Ordinary Shares | 1,607 |
| 4/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
450.42 | 757 Ordinary Shares | 757 |
| 4/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
20.00 | 32 Ordinary Shares | 32 |
| 5/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
619.76 | 976 Ordinary Shares | 976 |
| 6/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
715.31 | 1,109 Ordinary Shares | 1,109 |
Page 3
| 7/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
704.34 | 1,118 Ordinary Shares | 1,118 |
|---|---|---|---|---|---|
| 10/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
62,750.00 | 100,000 Ordinary shares | 100,000 |
| 10/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
771.88 | 1,235 Ordinary Shares | 1,235 |
| 10/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,131.08 | 3,304 Ordinary Shares | 3,304 |
| 11/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
664.20 | 1,080 Ordinary Shares | 1,080 |
| 11/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
404.86 | 653 Ordinary Shares | 653 |
| 13/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
722.63 | 1,175 Ordinary Shares | 1,175 |
| 14/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
640.82 | 1,077 Ordinary Shares | 1,077 |
| 17/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
3.60 | 6 Ordinary Shares | 6 |
| 17/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
765.93 | 1,266 Ordinary Shares | 1,266 |
| 18/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,037.60 | 3,396 Ordinary Shares | 3,396 |
| 18/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,311.98 | 2,205 Ordinary Shares | 2,205 |
| 19/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
170.43 | 276 Ordinary Shares | 276 |
| 19/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
864.28 | 1,394 Ordinary Shares | 1,394 |
| 20/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
805.65 | 1,310 Ordinary Shares | 1,310 |
| 20/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,190.40 | 1,920 Ordinary Shares | 1,920 |
| 21/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
347.20 | 560 Ordinary Shares | 560 |
| 21/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
383.13 | 613 Ordinary Shares | 613 |
| 24/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
272.18 | 439 Ordinary Shares | 439 |
| 24/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
511.25 | 818 Ordinary Shares | 818 |
| 25/02/2020 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
748.96 | 1,208 Ordinary Shares | 1,208 |
| 2/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
303.45 | 595 Ordinary Shares | 595 |
| 5/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,678.27 | 3,212 Ordinary Shares | 3,212 |
| 6/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,793.28 | 5,504 Ordinary Shares | 5,504 |
| 9/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
37,336.00 | 80,000 Ordinary shares | 80,000 |
| 9/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
326.41 | 673 Ordinary Shares | 673 |
| 9/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,487.70 | 3,132 Ordinary Shares | 3,132 |
| 10/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
9,300.00 | 20,000 Ordinary shares | 20,000 |
| 11/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 13,112 Ordinary Shares | 13,112 |
| 11/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
18,162.93 | 40,236 Ordinary Shares | 40,236 |
| 13/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
20,843.32 | 41,645 Ordinary Shares | 41,645 |
Page 4
| 16/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
3,967.79 | 8,181 Ordinary Shares | 8,181 |
|---|---|---|---|---|---|
| 18/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,394.19 | 3,133 Ordinary Shares | 3,133 |
| 19/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Collateral Received by an entity controlled by Morgan Stanley |
N/A | 661 Ordinary Shares | 661 |
| 19/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
304.00 | 661 Ordinary Shares | 661 |
| 20/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
666.00 | 1,480 Ordinary Shares | 1,480 |
| 23/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
337.99 | 926 Ordinary Shares | 926 |
| 23/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
724.46 | 1,958 Ordinary Shares | 1,958 |
| 24/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,272.76 | 3,487 Ordinary Shares | 3,487 |
| 25/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,352.40 | 3,381 Ordinary Shares | 3,381 |
| 25/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,095.00 | 3,000 Ordinary Shares | 3,000 |
| 30/03/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,033.62 | 2,461 Ordinary Shares | 2,461 |
| 7/04/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
614.29 | 1,307 Ordinary Shares | 1,307 |
| 14/04/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
350.52 | 762 Ordinary Shares | 762 |
| 16/04/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
785.75 | 1,838 Ordinary Shares | 1,838 |
| 17/04/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
949.44 | 2,208 Ordinary Shares | 2,208 |
| 20/04/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
817.95 | 1,995 Ordinary Shares | 1,995 |
| 21/04/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
906.80 | 2,267 Ordinary Shares | 2,267 |
| 23/04/2020 | Mitsubishi UFJ Financial Group, Inc. |
Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 120,536 Ordinary Shares | 120,536 |
| 23/04/2020 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
121,926.86 | 305,428 Ordinary Shares | 305,428 |
| 27/04/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
571.13 | 1,393 Ordinary Shares | 1,393 |
| 29/04/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
561.96 | 1,338 Ordinary Shares | 1,338 |
| 30/04/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
513.04 | 1,166 Ordinary Shares | 1,166 |
| 7/05/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
677.25 | 1,575 Ordinary Shares | 1,575 |
| 11/05/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
570.05 | 1,281 Ordinary Shares | 1,281 |
| 12/05/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
649.35 | 1,443 Ordinary Shares | 1,443 |
| 14/05/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
763.18 | 1,715 Ordinary Shares | 1,715 |
| 19/05/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
779.24 | 1,771 Ordinary Shares | 1,771 |
| 20/05/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,321.12 | 2,872 Ordinary Shares | 2,872 |
| 19/06/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
684.22 | 1,582 Ordinary Shares | 1,582 |
| 23/06/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
797.73 | 1,877 Ordinary Shares | 1,877 |
| 26/06/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
738.65 | 1,738 Ordinary Shares | 1,738 |
| 30/06/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
795.52 | 1,808 Ordinary Shares | 1,808 |
Page 5
| 1/07/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,137.52 | 4,858 Ordinary Shares | 4,858 |
|---|---|---|---|---|---|
| 2/07/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
866.36 | 1,969 Ordinary Shares | 1,969 |
| 6/07/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
973.28 | 2,212 Ordinary Shares | 2,212 |
| 7/07/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,626.97 | 6,039 Ordinary Shares | 6,039 |
| 16/07/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
889.56 | 2,118 Ordinary Shares | 2,118 |
| 27/07/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
961.38 | 2,289 Ordinary Shares | 2,289 |
| 30/07/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,856.00 | 6,720 Ordinary Shares | 6,720 |
| 5/08/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,626.06 | 3,966 Ordinary Shares | 3,966 |
| 6/08/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,830.57 | 4,411 Ordinary Shares | 4,411 |
| 10/08/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,123.11 | 5,479 Ordinary Shares | 5,479 |
| 1/09/2020 | Mitsubishi UFJ Financial Group, Inc. |
Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 241 Ordinary Shares | 241 |
| 18/11/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
256,750.00 | 500,000 Ordinary shares | 500,000 |
| 19/11/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
252,500.00 | 500,000 Ordinary shares | 500,000 |
| 21/12/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,325.89 | 13,442 Ordinary Shares | 13,442 |
| 22/12/2020 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,930.74 | 9,131 Ordinary Shares | 9,131 |
| 30/12/2020 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,378.18 | 7,749 Ordinary Shares | 7,749 |
| 25/01/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,282.82 | 2,156 Ordinary Shares | 2,156 |
| 3/02/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
364,302.62 | 201,671 Ordinary shares | 201,671 |
| 3/02/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
598.80 | 998 Ordinary Shares | 998 |
| 4/02/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
1,320,877.26 | 728,189 Ordinary shares | 728,189 |
| 4/02/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,249.90 | 2,155 Ordinary Shares | 2,155 |
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